COURSE OBJECTIVES
This live on-line training course is designed for anyone who needs to know the background, and application of core European regulations.
During this course European regulations will be considered from a securities lending perspective and the course focuses on the rules and their impact on business
After this three hour seminar attendees will:
Understand the Capital regulations (Basle III) and its direct impacts on securities lending
Obtain an overview of the regulatory process in Europe and what drives regulation
Review current regulations directly impacting the industry
Consider some up-coming regulation and its potential impact
Delivered by an experienced market practitioner this intensive 3 hour course will enable attendees to fully understand how regulation is formed and applied as well as understand the regulations applied in Europe with the biggest impact on the industry
The course will finish with an open ended Q& A session
Who should attend
- New and existing traders
- Operations teams
- Compliance
- Regulatory reporting teams
- Data Management teams
- Audit teams
Agenda
The seminar will cover the following topics
- Understanding the European regulatory process from inception to enforcement
- Review the Basle III requirements as they relate to securities finance
- Consider existing regulation and their impact
- MiFiD/MiFiR,
- Short selling rules,
- Transparency Directive,
- UCITS Directive
- SFTR
Consider some of the up-coming regulation and its potential impact
- CSDR
- SFTR reporting
CANCELLATION POLICY
Cancellation charges – training courses
- 8 – 2 weeks before the course: 100% refund
- 2 – 1 weeks before the course: 75% refund
- 1 week to 3 days before the course: 50% refund
- Less than 48 hours before the course: no refund
If you are unable to attend the course you are booked on, you may substitute, by prior arrangement and after notifying us, someone else from your organisation.
If you are unable to attend, and cannot or do not wish to give the place to someone in your organisation, we may accept the fee paid as payment towards a place on the same or another course that takes place within 2 months following the original booked event. Bookings can only be transferred once.
Please note that full payment is required for non-attendance on a booking.
If you have any further questions about our cancellation policy then contact us.